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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Physical Rehab Center | Tulsa | OK | 08/2016 | 10/2018 |
| Unemployed | Broken Arrow | OK | 10/2018 | 11/2018 |
| Smoot Carpets | Tulsa | OK | 07/2018 | 07/2021 |
| Kyle Mccann | Tulsa | OK | 03/2020 | 07/2021 |
| Waddell & Reed, Inc | Tulsa | OK | 03/2020 | 07/2021 |
| Tristan Dotts | Tulsa | OK | 03/2020 | 07/2021 |
| Waddell & Reed, Inc | Tulsa | OK | 09/2018 | 03/2020 |
| Lpl Financial Llc | Tulsa | OK | 07/2021 | Present |
1) 1/2021 - SouthPaw Financial / DBA for LPL Business (entity for LPL business) / Investment Related / 100HR / MO / 4200 E Skelly Dr Suite 1020 Tulsa, Ok 74135 2) 07/2021 - Associates of Clifton Park / Non-Variable Insurance / Investment Related / 0HR / MO / TULSA Oklahoma
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-24 |
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