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1701 1St Avenue, Rock Island, IL 61201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-05 |
| KY | RA | APPROVED | 2024-05-07 |
Branch Locations
2265 Executive Drive, Lexington, KY 40505 • United States
1204 Winchester Road Suite 100, Lexington, KY 40505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lexus Of Lexington | Lexington | KY | 10/2012 | 02/2018 |
| Unemployed | Lexington | KY | 02/2018 | 09/2018 |
| Mutual Of Omaha Investor Services | Lexington | KY | 09/2018 | 03/2024 |
| Mutual Of Omaha Insurance Company | Lexington | KY | 09/2018 | 03/2024 |
| Mwa Financial Services Inc | Rock Island | IL | 02/2024 | Present |
| Modern Woodmen Of America | Rock Island | IL | 02/2024 | Present |
1)Harding Financial Services LLC noninv Lexington KY Owner 4/2020 0noninv/inv Business entity for tax and income reporting 2)Stonebridge Health Insurance inv Ownsboro KY Health Insurance 12/2019 0inv/noninv Agent receiving quarterly split business commission
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-05-30 |
| S65 | Uniform Investment Adviser Law Examination | 2019-12-12 |
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