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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Club At Castle Pines | Castle Rock | CO | 07/2018 | 12/2018 |
| Douglas County School District | Highlands Ranch | CO | 08/2018 | 11/2018 |
| Lafayette College Recreational Services | Easton | PA | 02/2018 | 04/2018 |
| Cato International | Centennial | CO | 05/2017 | 08/2017 |
| Lafayette College | Easton | PA | 08/2014 | 05/2018 |
| Edward Jones | St Louis | MO | 12/2018 | 07/2019 |
| Castle Pines Country Club | Castle Rock | CO | 07/2019 | 12/2019 |
| Ups | Englewood | CO | 12/2019 | 01/2020 |
| E.A. Buck Financial Services | Honolulu | HI | 01/2020 | 09/2021 |
| Madison Avenue Securities, Llc | San Diego | CA | 05/2020 | 09/2021 |
| Aewealth Management, Llc | Topeka | KS | 05/2020 | 10/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 10/2021 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-02 |
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