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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Orlando | FL | 09/2015 | 11/2020 |
| Wells Fargo Clearing Services, Llc | Orlando | FL | 05/2019 | 11/2020 |
| Gaylord Palms Resort & Convention Center | Orlando | FL | 11/2016 | 02/2022 |
| The Grove Resort And Spa | Orlando | FL | 03/2018 | 04/2020 |
| J.P. Morgan Securities Llc | Orlando | FL | 01/2021 | Present |
| Jpmorgan Chase Bank (Mi) | Orlando | FL | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-20 |
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