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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-11-01
TX RA APPROVED_RES 2021-10-29
  • MN RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2021-10-29

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Bloomington, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 09/2018 10/2021
Bloomington Lutheran Church Bloomington MN 10/2009 10/2017
Dcr Workforce - Supervalu Contractor Hopkins MN 01/2015 05/2018
Unemployed Unemployed MN 05/2018 09/2018
Bank Of America, N.A. Bloomington MN 10/2018 10/2021
Rbc Capital Markets, Llc Wayzata MN 10/2021 Present
  • 09/2018 → 10/2021
    Bloomington, MN
  • 10/2009 → 10/2017
    Bloomington Lutheran Church
    Bloomington, MN
  • 01/2015 → 05/2018
    Dcr Workforce - Supervalu Contractor
    Hopkins, MN
  • 05/2018 → 09/2018
    Unemployed
    Unemployed, MN
  • 10/2018 → 10/2021
    Bank Of America, N.A.
    Bloomington, MN
  • 10/2021 → Present
    Wayzata, MN
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Hope Renewed MN Inc. ADDRESS: 14646 Brenner Ln, Shakopee, MN, 55379 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-Profit Thrift Store CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 08/15/22 DUTIES: Assist treasurer with deposits and accounting for donations and expenses. HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Instacart ADDRESS: 50 Beale Street, Suite 600 San Francisco CA 94105 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 15, 2026 CAPACITY: Other DUTIES: Personal shopper and delivery. HOURS DEVOTED PER MONTH: 40 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-28
  • S66 Uniform Combined State Law Examination
    2018-12-28
Other Names
  • Carrie Lynne Stueber
  • Carrie Stueber
  • Carrie Orvik

View on SEC IAPD

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