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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-01-24 |
Branch Locations
Evansville, IN • United States
7517 Eagle Crest Blvd, Evansville, IN 47715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 09/2018 | 07/2024 |
| Western & Southern Life | Evansville | IN | 08/2018 | 07/2024 |
| Goodwill | Evansville | IN | 03/2017 | 08/2018 |
| Vertical Excape | Evansville | IN | 03/2017 | 06/2017 |
| Unemployed | Evansville | IN | 12/2016 | 03/2017 |
| University Of Southern Indiana | Evansville | IN | 08/2014 | 12/2016 |
| Ameriprise Financial Services, Llc | Evansville | IN | 12/2024 | Present |
| Unemployed | Evansville | IN | 07/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-19 |
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