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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-11-16
TX RA APPROVED_RES 2021-11-16
  • OK RA
    APPROVED
    Since 2021-11-16
  • TX RA
    APPROVED_RES
    Since 2021-11-16

Branch Locations

124 N Main, Elk City, OK 73644 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2018 11/2021
Northwestern Mutual Investment Services Llc Oklahoma City OK 10/2018 11/2021
Auto Bath Inc Elk City OK 04/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2019 11/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2021 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2021 Present
  • 10/2018 → 11/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2018 → 11/2021
    Oklahoma City, OK
  • 04/2007 → Present
    Auto Bath Inc
    Elk City, OK
  • 01/2019 → 11/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2021 → Present
    Fairfield, IA
  • 11/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
Other Businesses

1) GARRISON FINANCIAL, 124 N MAIN, ELK CITY OK 73644, 01/01/2021, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 5 HR/MO TRADING. 2) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) AUTO BATH INC, 2280 W THRID ST, ELK CITY OK 73644, United States, 03/01/2007, PARTNER (33%) CFO, Owner/Partner of a Business Entity, NIR, 10 HR/MO - 0 HR/MO TRADING 4) SOONER WEALTH, 124 N. MAIN ST., ELK CITY OK 73644, 06/2022, Owner, Website/Email, NIR, 5 HR/MO - 0 HR/MO TRADING. 5) GARRISON PROPERTIES LLC, 124 N. MAIN ST., Elk City OK 73644, United States, 06/15/2026, Owner, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-10-22
S65 Uniform Investment Adviser Law Examination 2018-07-12
  • S63 Uniform Securities Agent State Law Examination
    2018-10-22
  • S65 Uniform Investment Adviser Law Examination
    2018-07-12
Other Names
  • Scott Garrison

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