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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-30 |
| WV | RA | APPROVED | 2021-07-30 |
| IN | RA | APPROVED | 2021-07-28 |
| OH | RA | APPROVED | 2021-07-28 |
| KY | RA | APPROVED | 2021-07-27 |
Branch Locations
3455 Peachtree Rd Ne Division - Southeast, Atlanta, GA 30326 • United States
7300 Eagle Crest Blvd, Evansville, IN 47715 • United States
500 Lee St E, Charleston, WV 25301 • United States
101 Bullitt Ln, Louisville, KY 40222 • United States
1117 3Rd Ave, Huntington, WV 25701 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lexington | KY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lexington | KY | 11/2016 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 07/2021 | Present |
I*3691265 Entity Type: Entity Charitable Name of OBA: Cub Scout Pack 175 Address: Jeffersontown, Kentucky, 40299 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/10/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: To give boys and girls the opportunity to develop new skills and pursue their path with Scouting America I have been asked to be the Fundraising Chair, which basically entails scheduling time slots for the pack to appear at to sell popcorn and camp cards. I will not have any access to funds.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-12 |
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