Jorge Angel Harker

Current Employers

Holistic Asset Management, Llc

800 Brickell Ave Suite 502, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-04-06

FL RA
APPROVED

Since 2023-04-06

Branch Locations

Madrid • Spain

800 Brickell Ave Suite 502, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Adcap Colombia	Bogota		12/2014	01/2021
Adcap Securities, Llc	Miami	FL	09/2018	06/2021
Holistic Brokerage, Llc	Miami	FL	06/2021	Present
Holistic Asset Management, Llc	Miami	FL	02/2023	Present

12/2014 → 01/2021

Adcap Colombia

Bogota
09/2018 → 06/2021

Adcap Securities, Llc

Miami, FL
06/2021 → Present

Holistic Brokerage, Llc

Miami, FL
02/2023 → Present

Holistic Asset Management, Llc

Miami, FL

Other Businesses

Angel Kings LLC - Director - 08/03/2017 - Miami, FL - 4hrs/mo - 16hrs/mo during Business Hrs - Yes Business Related - FAMILY STATE PLANNING - OVERSEEING INVESTMENTS - No Compensation Holistic Asset Management - Investment Advisor - 02/22/2023 - Miami, FL - 20hrs/mo - 20hrs/mo during Business Hrs - Yes Business Related - Investment Advising - RIA - Advise and manage investment accounts for my clients und RIA agreements. - Fees Holistic Brokerage LLC - Registered Representative - 11/11/2018 - Miami, FL - 160hrs/mo - 160hrs/mo during Business Hrs - Yes Business Related - Broker dealer - Act as a broker in a broker dealer firm - Fees

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-22

S66 Uniform Combined State Law Examination

2023-02-22

Other Names

Jorge Angel
Jorge Alberto Angel Harker

View on SEC IAPD