Daniel F. Mulligan

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-07-12

PA RA
APPROVED

Since 2019-07-12

Branch Locations

Edinboro, PA • United States

100 State Street Suite 440, Erie, PA 16507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bankers Life	Erie	PA	07/2017	04/2019
Dan Mulligan & Associates	Edinboro	PA	06/2012	Present
Axa Advisors, Llc	New York	NY	06/2019	06/2020
Equitable Advisors, Llc	New York	NY	06/2019	Present

07/2017 → 04/2019

Bankers Life

Erie, PA
06/2012 → Present

Dan Mulligan & Associates

Edinboro, PA
06/2019 → 06/2020

Axa Advisors, Llc

New York, NY
06/2019 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1) Dan & Amy Mulligan/Dan Mulligan and Associates - President Non-Investment - Edinboro, PA - 06/2012 - 8hrs/mth. 2) Medicare Insurance Consulting and Sales - Consultant Non-Investment - 7/201 - 3hrs/mth. 3) Pennsylvania Interscholastic Athletic Assn (PIAA) - Wrestling Referee Non-Investment - Mechanicsburg, PA - 11/2019 - 40hrs/mth. 4) Independent Agent Outside Fixed Insurance Appointments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-11

S66 Uniform Combined State Law Examination

2019-04-11

Other Names

Daniel Mulligan
Daniel Francis Mulligan

View on SEC IAPD