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Allison F Grier

Cetera Investment Advisers LLC

Rock Hill, SC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-12
  • SC RA
    APPROVED
    Since 2026-08-12

Branch Locations

305 Oakland Ave, Rock Hill, SC 29730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Advisor Alliance, Llc Rock Hill SC 09/2015 08/2026
Lpl Financial Llc Rock Hill SC 09/2015 08/2026
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: PALMETTO INVESTMENT CONSULTANTS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 04/2013 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 6.5 BRIEF DESCRIPTION OF DUTIES: ASSISTANT ROLE IN OFFERING SECURITIES, ADVISORY, ANNUITIES AND INSURANCE SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-20
S63 Uniform Securities Agent State Law Examination 2005-09-19
  • S66 Uniform Combined State Law Examination
    2007-12-20
  • S63 Uniform Securities Agent State Law Examination
    2005-09-19

View on SEC IAPD

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