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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-13 |
| TX | RA | APPROVED | 2021-07-13 |
| MT | RA | APPROVED | 2021-07-07 |
Branch Locations
404 North 31St Street Ste 300, Billings, MT 59101-1211 • United States
Billings, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Billings | MT | 09/2018 | Present |
| Wells Fargo | Billings | MT | 10/2016 | 09/2018 |
| General Electric | Billings | MT | 09/2008 | 10/2016 |
(1) Entity Name: Boulder Arrowhead Little League; Business Description: little league baseball; Is this activity investment related? No; Duties: Helping volunteers with concessions and baseball activities; How much of your time will be devoted to this activity per week during securities trading hours? 0; (2) Entity Name: Montana Yellowstone County Election Judge; Entity Address: Elections Administrator County Courthouse 217 N. 27th Street Rm. 101 Billings, MT 59107-5002; Business Description: Election Judge; Duties: Verifying voter with registration information before voting; How much of your time will be devoted to this activity per week during securities trading hours? 0;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-06 |
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