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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-12-08 |
| CO | RA | APPROVED | 2024-12-08 |
Branch Locations
Pike Road, AL • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Denver Health & Hospital Authority | Denver | CO | 10/2015 | 06/2020 |
| Axa Advisors, Llc | New York | NY | 01/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2019 | 04/2021 |
| Cedrus Llc | Littleton | CO | 04/2021 | 12/2024 |
| Denver Health & Hospital Authority | Denver | CO | 09/2020 | Present |
| Haynes Ambulance | Montgomery | AL | 11/2021 | Present |
| Srs Capital Advisors, Llc | Denver | CO | 12/2024 | Present |
1. SIMON DAVIS BROKERAGE, 730 17TH ST, #107, DENVER, CO 80202; BROKER/FIXED AGENT; START DATE 2/4/2021; APPROX. 2 HRS PER MONTH; APPROX $10,000 YEARLY COMPENSATION. 2. DENVER HEALTH & HOSPITAL AUTHORITY, NOT INVESTMENT RELATED, DENVER, CO, INTERMITTENT/PRN PARAMEDIC, START DATE 09/21/2020, WORKING 1-2 DAYS A WEEK FOR APPROXIMATELY $25,000 ANNUALLY 3. HAYNES AMBULANCE, NOT INVESTMENT RELATED, MONTGOMERY, AL, PARAMEDIC, START DATE 11/2021, APPROXIMATELY 15% OF TIME/MONTH WILL BE DEVOTED TO THIS BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-22 |
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