Jason D Topp

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-01-21

FL RA
APPROVED

Since 2022-01-21

Branch Locations

Lithia, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor, Inc.	Des Moines	IA	05/2014	Present
Principal Asset Management	Des Moines	IA	12/2021	Present

05/2014 → Present

Principal Funds Distributor, Inc.

Des Moines, IA
12/2021 → Present

Principal Asset Management

Des Moines, IA

Previous Registrations

2014-03-03 → 2014-05-14

Morgan Stanley

West Des Moines, IA

West Des Moines, IA

West Des Moines, IA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Rental Property - Owner. Short term rental property with property manager - full service. Not Investment related. 302 N 24th St Unit A, Bradenton Beach, FL 34217. 0 hr per month, 0 hours per year during trading. Effective 11/06/2020. 3) Topp Farmland- Owner. Privately held farmland in central Iowa. Not investment related. 0 hr per week, 0 hours per week during trading. Effective 04/24/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-29
S63	Uniform Securities Agent State Law Examination	2006-02-09

S66 Uniform Combined State Law Examination

2021-11-29
S63 Uniform Securities Agent State Law Examination

2006-02-09

View on SEC IAPD