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Dana Stephen Pizzi

Wells Fargo Clearing Services, LLC

Las Vegas, NV

Las Vegas, NV

Las Vegas, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-01-14
  • NV RA
    APPROVED
    Since 2026-01-14

Branch Locations

10410 W Cheyenne Ave, Las Vegas, NV 89129 • United States

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

8190 W Sahara Ave, Las Vegas, NV 89117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Bakersfield CA 06/2008 Present
Wells Fargo Advisors Llc Bakersfield CA 01/2013 11/2016
Wells Fargo Clearing Services, Llc Bakersfield CA 11/2016 Present
  • 06/2008 → Present
    Wells Fargo Bank Na
    Bakersfield, CA
  • 01/2013 → 11/2016
    Wells Fargo Advisors Llc
    Bakersfield, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Bakersfield, CA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; BAKERSFIELD, CA; CO-OWNER; START DATE 10/2013; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
S63 Uniform Securities Agent State Law Examination 2013-03-12
  • S66 Uniform Combined State Law Examination
    2026-01-12
  • S63 Uniform Securities Agent State Law Examination
    2013-03-12

View on SEC IAPD

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