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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-17
WA RA APPROVED 2018-12-06
  • TX RA
    APPROVED
    Since 2019-01-17
  • WA RA
    APPROVED
    Since 2018-12-06

Branch Locations

601 Sleater Kinney Rd Se, Lacey, WA 98503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tacoma WA 12/2007 Present
Bank Of America N.A. Tacoma WA 12/2007 Present
Other Businesses

I*: 2384329 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Spanaway. WA 98387 Investment Related: No Position, Title, Association: Co-owner with non-family members Employee Start Date: 04/15/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Co-owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-05
  • S66 Uniform Combined State Law Examination
    2018-12-05
Other Names
  • Rachael Ann Greer

View on SEC IAPD

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