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Shawn Sperrazza

Fisher Investments

Plano, TX

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-23
  • TX RA
    APPROVED
    Since 2021-11-23

Branch Locations

6500 International Parkway, Plano, TX 75093 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Home Depot Austin TX 01/2010 06/2019
University Of Texas Dallas Richardson TX 08/2016 05/2018
New York Life Insurance Company Austin TX 08/2018 01/2020
Nylife Securities Llc Austin TX 10/2018 10/2021
Cadence Wealth Management, L.L.C. Austin TX 01/2020 10/2021
Fisher Investments Plano TX 10/2021 Present
  • 01/2010 → 06/2019
    The Home Depot
    Austin, TX
  • 08/2016 → 05/2018
    University Of Texas Dallas
    Richardson, TX
  • 08/2018 → 01/2020
    New York Life Insurance Company
    Austin, TX
  • 10/2018 → 10/2021
    Nylife Securities Llc
    Austin, TX
  • 01/2020 → 10/2021
    Cadence Wealth Management, L.L.C.
    Austin, TX
  • 10/2021 → Present
    Fisher Investments
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-23
S63 Uniform Securities Agent State Law Examination 2018-11-09
  • S65 Uniform Investment Adviser Law Examination
    2021-11-23
  • S63 Uniform Securities Agent State Law Examination
    2018-11-09

View on SEC IAPD

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