Arielis M Guzman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2019-04-01
CT	RA	APPROVED	2019-02-07

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2019-04-01
CT RA
APPROVED

Since 2019-02-07

Branch Locations

505 White Plains Rd, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	White Plains	NY	07/2013	Present
Bank Of America N.A	White Plains	NY	07/2013	Present

07/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY
07/2013 → Present

Bank Of America N.A

White Plains, NY

Other Businesses

I*: 1707285 Entity Type: Name of OBA: Rental Property 1 Address: Yonkers, NY Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 2/1/2024 Number of Hours: 1 monthly Number of Hours during trading: Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-06

S66 Uniform Combined State Law Examination

2019-02-06

Other Names

Arelis Guzman
Arielis Guzman

View on SEC IAPD