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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-02
MI RA APPROVED 2020-11-13
  • TX RA
    APPROVED
    Since 2022-01-02
  • MI RA
    APPROVED
    Since 2020-11-13

Branch Locations

8121 Trillium Circle Ave, Grand Blanc, MI 48439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Davison MI 10/2013 02/2020
J.P. Morgan Securites Llc Davison MI 08/2018 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Blanc MI 02/2020 Present
Bank Of America, N.A. Grand Blanc MI 06/2020 Present
  • 10/2013 → 02/2020
    Jpmorgan Chase Bank, N.A.
    Davison, MI
  • 08/2018 → 02/2020
    J.P. Morgan Securites Llc
    Davison, MI
  • 02/2020 → Present
    Grand Blanc, MI
  • 06/2020 → Present
    Bank Of America, N.A.
    Grand Blanc, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-12
S63 Uniform Securities Agent State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2020-11-12
  • S63 Uniform Securities Agent State Law Examination
    2019-02-01

View on SEC IAPD

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