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2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-11 |
| WA | RA | APPROVED | 2023-12-07 |
Branch Locations
2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States
Huntington Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 08/2019 | 02/2022 |
| Oppenheimer Funds | Denver | CO | 08/2018 | 07/2019 |
| John Paul Mitchell Systems | Beverly Hills | CA | 05/2017 | 08/2018 |
| Seeking Employment | Seattle | WA | 07/2019 | 08/2019 |
| San Diego State University | San Diego | CA | 07/2013 | 05/2017 |
| Securities America, Inc. | Lavista | NE | 11/2020 | 02/2022 |
| Northwest Asset Management | Mercer Island | WA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-06 |
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