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Current Employers
Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-11
WA RA APPROVED 2023-12-07
  • CA RA
    APPROVED
    Since 2026-03-11
  • WA RA
    APPROVED
    Since 2023-12-07

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc. Seattle WA 08/2019 02/2022
Oppenheimer Funds Denver CO 08/2018 07/2019
John Paul Mitchell Systems Beverly Hills CA 05/2017 08/2018
Seeking Employment Seattle WA 07/2019 08/2019
San Diego State University San Diego CA 07/2013 05/2017
Securities America, Inc. Lavista NE 11/2020 02/2022
Northwest Asset Management Mercer Island WA 04/2022 Present
  • 08/2019 → 02/2022
    Kms Financial Services, Inc.
    Seattle, WA
  • 08/2018 → 07/2019
    Oppenheimer Funds
    Denver, CO
  • 05/2017 → 08/2018
    John Paul Mitchell Systems
    Beverly Hills, CA
  • 07/2019 → 08/2019
    Seeking Employment
    Seattle, WA
  • 07/2013 → 05/2017
    San Diego State University
    San Diego, CA
  • 11/2020 → 02/2022
    Securities America, Inc.
    Lavista, NE
  • 04/2022 → Present
    Mercer Island, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-06
  • S65 Uniform Investment Adviser Law Examination
    2023-12-06

View on SEC IAPD

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