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William Samuel Clifford

Ubs Financial Services Inc.

San Francisco, CA

Oakland, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-02-20
  • CA RA
    APPROVED
    Since 2019-02-20

Branch Locations

555 California Street 32Nd Floor/ Suite 3200, San Francisco, CA 94104 • United States

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Los Angeles CA 09/2018 Present
Farient Advisors Pasadena CA 07/2017 08/2018
Full-Time Education Tiburon CA 01/2007 05/2017
  • 09/2018 → Present
    Ubs Financial Services
    Los Angeles, CA
  • 07/2017 → 08/2018
    Farient Advisors
    Pasadena, CA
  • 01/2007 → 05/2017
    Full-Time Education
    Tiburon, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-20
  • S66 Uniform Combined State Law Examination
    2019-02-20

View on SEC IAPD

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