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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-03
  • CA RA
    APPROVED
    Since 2019-12-03

Branch Locations

775 Baywood Drive Suite 111, Petaluma, CA 94954 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

318 Diablo Rd Suite 150, Danville, CA 94526 • United States

Santa Rosa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cole Drake Events Napa CA 05/2013 10/2019
West Coast Drywall Santa Rosa CA 08/2018 11/2022
Oculus Financial Group Llc Petaluma CA 08/2018 Present
Duo Tasting Room Geyserville CA 07/2020 08/2022
Kestra Advisory Services, Llc Petaluma CA 12/2019 Present
Kestra Investment Services, Llc Petaluma CA 08/2018 Present
The Business Resource Santa Rosa CA 07/2022 Present
Oculus Insurance Solutions Petaluma CA 07/2022 Present
  • 05/2013 → 10/2019
    Cole Drake Events
    Napa, CA
  • 08/2018 → 11/2022
    West Coast Drywall
    Santa Rosa, CA
  • 08/2018 → Present
    Oculus Financial Group Llc
    Petaluma, CA
  • 07/2020 → 08/2022
    Duo Tasting Room
    Geyserville, CA
  • 12/2019 → Present
    Petaluma, CA
  • 08/2018 → Present
    Kestra Investment Services, Llc
    Petaluma, CA
  • 07/2022 → Present
    The Business Resource
    Santa Rosa, CA
  • 07/2022 → Present
    Oculus Insurance Solutions
    Petaluma, CA
Other Businesses

Name: JD Strategic Financial Services, LLC dba Oculus Financial Group Investment Related: Yes Address: 775 Baywood Drive Suite 111 Petaluma CA 94954 Nature of Business: Registered Field Assistant Position, Title or Relationship: Field Assistant Start Date: 9/4/2018 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Daily administrative activities and client interactions will not be providing any advice to clients Name: OCULUS INSURANCE SOLUTIONS POSITION: Admin NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 07/11/2022 ADDRESS: 765 Baywood Drive, Suite 336, Petaluma CA 94954, United States DESCRIPTION: Processing Paperwork Name: EMILY COYNE EVENTS POSITION: On-Site Coordinator NATURE: Event Planning INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2024 ADDRESS: 4803 Windsong St, Sacramento CA 95834, United States DESCRIPTION: Help with wedding coordination day of the wedding.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-25
  • S66 Uniform Combined State Law Examination
    2019-11-25

View on SEC IAPD

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