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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Black Dawg Sealcoat | Milford | NH | 05/2017 | 08/2017 |
| University Of Alabama | Tuscaloosa | AL | 08/2014 | 05/2018 |
| Axa Advisors, Llc | Los Angeles | CA | 08/2018 | 06/2020 |
| Equitable Advisors, Llc | Los Angeles | CA | 08/2018 | 01/2021 |
| Mml Investors Services, Llc | Los Angeles | CA | 02/2021 | 09/2021 |
| Mass Mutual Life Insurance Company | Los Angeles | CA | 02/2021 | 09/2021 |
| Lenox Advisors | Los Angeles | CA | 01/2021 | 09/2021 |
| Fidelity Investments | Los Angeles | CA | 10/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-19 |
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