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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-26 |
Branch Locations
1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States
St Hedwig, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hughes Ranch | La Vernia | TX | 06/2013 | 07/2018 |
| Singapore | San Antonio | TX | 02/2018 | 06/2018 |
| University Of Texas At San Antonio | San Antonio | TX | 08/2016 | 05/2018 |
| New York Life Insurance Company | San Antonio | TX | 08/2018 | 11/2019 |
| Nylife Securities Llc | San Antonio | TX | 09/2018 | 11/2019 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 11/2019 | 08/2021 |
| Randolph Brooks Fcu | Live Oak | TX | 11/2019 | 08/2021 |
| Ameriprise Financial Services, Llc | Live Oak | TX | 08/2021 | Present |
Outside Employment; Randolph Brooks Federal Credit Union; Financial Advisor - Financial Advisor; ; 1 Ikea-RBFCU Pkwy, , Live Oak, TX, 78233; Investment-Related; 12/02/2019; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-17 |
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