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Noah Robert Joseph Francis

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-05
TX RA APPROVED 2024-10-05
  • CA RA
    APPROVED
    Since 2024-10-05
  • TX RA
    APPROVED
    Since 2024-10-05

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 07/2007 Present
J.P. Morgan Securities Llc Los Angeles CA 08/2018 Present
J.P. Morgan Chase & Co. Los Angeles CA 09/2016 07/2018
  • 07/2007 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 08/2018 → Present
    Los Angeles, CA
  • 09/2016 → 07/2018
    J.P. Morgan Chase & Co.
    Los Angeles, CA
Other Businesses

Entity Name: Private School Axis Investment related: Yes Address: 17345 COLLINS ST ENCINO CA 91316 https://www.privateschoolaxis.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: PSA helps underserved students and families of color access independent schools in the Los Angeles area, and helps schools increase enrollment of students of color. Responsibilities: - Serve on finance committee. - Represent Private School Axis to stakeholders; acting as an ambassador. Entity Name: Center Theatre Group Investment related: No Address: 601 W Temple St, Los Angeles, CA 90012 https://www.centertheatregroup.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Center Theatre Group is a prominent arts & culture institution in Los Angeles. The firm supports the theatre with an annual grant, which includes a board seat. The board of directors oversees the policy making, strategic planning and financial monitoring of the organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-04
S63 Uniform Securities Agent State Law Examination 2018-11-21
  • S65 Uniform Investment Adviser Law Examination
    2024-10-04
  • S63 Uniform Securities Agent State Law Examination
    2018-11-21
Other Names
  • Noah Robert Joseph Francis
  • Noah R Francis

View on SEC IAPD

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