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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-05 |
| TX | RA | APPROVED | 2024-10-05 |
Branch Locations
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 07/2007 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 08/2018 | Present |
| J.P. Morgan Chase & Co. | Los Angeles | CA | 09/2016 | 07/2018 |
Entity Name: Private School Axis Investment related: Yes Address: 17345 COLLINS ST ENCINO CA 91316 https://www.privateschoolaxis.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: PSA helps underserved students and families of color access independent schools in the Los Angeles area, and helps schools increase enrollment of students of color. Responsibilities: - Serve on finance committee. - Represent Private School Axis to stakeholders; acting as an ambassador. Entity Name: Center Theatre Group Investment related: No Address: 601 W Temple St, Los Angeles, CA 90012 https://www.centertheatregroup.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Center Theatre Group is a prominent arts & culture institution in Los Angeles. The firm supports the theatre with an annual grant, which includes a board seat. The board of directors oversees the policy making, strategic planning and financial monitoring of the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-21 |
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