Douglas Wayne Kennedy

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-03

TX RA
APPROVED

Since 2025-07-03

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab	Westlake	TX	08/2018	Present
Cabelas Outfitters	Fort Worth	TX	10/2016	05/2017
Oklahoma National Guard	Ardmore	OK	09/2016	Present
University Of North Texas	Denton	TX	08/2016	Present
Charles Schwab Bank, Ssb	Westlake	TX	11/2021	Present

08/2018 → Present

Charles Schwab

Westlake, TX
10/2016 → 05/2017

Cabelas Outfitters

Fort Worth, TX
09/2016 → Present

Oklahoma National Guard

Ardmore, OK
08/2016 → Present

University Of North Texas

Denton, TX
11/2021 → Present

Charles Schwab Bank, Ssb

Westlake, TX

Other Businesses

1) Oklahoma National Guard | Investment Related:No|2015 Veterans Blvd|Ardmore|OK|73401|USA|Military|Infantry Mortarman|9/1/2016|20-40|0|Military Duties

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-03
S63	Uniform Securities Agent State Law Examination	2019-04-01

S66 Uniform Combined State Law Examination

2025-07-03
S63 Uniform Securities Agent State Law Examination

2019-04-01

Other Names

Doug Kennedy

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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