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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-02-19 |
Branch Locations
14804 Resolves Lane, Charlotte, NC 28277 • USA
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 08/2018 | 10/2020 |
| Regions Bank | Little Rock | AR | 12/2015 | 08/2018 |
| Bank Of America N.A. | Little Rock | AR | 12/2018 | 10/2020 |
| Cetera Investment Services Llc | St. Cloud | MN | 10/2020 | 04/2022 |
| Cetera Investment Advisers Llc | Jonesboro | AR | 10/2020 | 04/2022 |
| Regions Bank | Jonesboro | AR | 10/2020 | 04/2022 |
| Vanderbilt Securities, Llc | Jonesboro | AR | 06/2022 | 08/2023 |
| Vanderbilt Advisory Services | Jonesboro | AR | 06/2022 | 08/2023 |
| Cfd Investments | Kokomo | IN | 01/2024 | 05/2024 |
| Al Moore Financial Insurance | 1705 Smoot Dr | AR | 08/2023 | Present |
1. Al Moore Financial; investment-related; 1705 Smoot Dr, Jonesboro, AR 72401; Property & Casualty Life and Health Insurance sales; Agent; 08/2023; 60 hours/month; 2 hours/month; Insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-20 |
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