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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-23
TX RA APPROVED 2021-09-22
PA RA APPROVED 2021-07-28
  • NJ RA
    APPROVED
    Since 2026-03-23
  • TX RA
    APPROVED
    Since 2021-09-22
  • PA RA
    APPROVED
    Since 2021-07-28

Branch Locations

Millstone, NJ • United States

30 South 17Th Street Suite 204, Philadelphia, PA 19103 • United States

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Horsham PA 05/2018 Present
Mml Investors Services, Llc Horsham PA 08/2018 Present
Frankford Hall Philadelphia PA 06/2012 06/2020
  • 05/2018 → Present
    Massmutual Life Insurance Co
    Horsham, PA
  • 08/2018 → Present
    Horsham, PA
  • 06/2012 → 06/2020
    Frankford Hall
    Philadelphia, PA
Other Businesses

Name: Tricia Pape Inv Rel: Y Add: 220 Gibraltar Road, Suite 350, Horsham, PA 19044 Nature: Outside Insurance Sales Position: Agent Start Date: 06/27/2023 No Hrs/Mo: 2 No/Hrs Mo dur trading: 2 Describe Duties: Life(term/universal/whole), Disability, Long-term care and Fixed annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-07
S63 Uniform Securities Agent State Law Examination 2019-07-29
  • S65 Uniform Investment Adviser Law Examination
    2021-07-07
  • S63 Uniform Securities Agent State Law Examination
    2019-07-29
Other Names
  • Tricia Koch

View on SEC IAPD

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