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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-09
  • CA RA
    APPROVED
    Since 2026-07-09

Branch Locations

13200 Crossroads Parkway Suite 100, City Of Industry, CA 91746 • United States

11355 South Street, Cerritos, CA 90703 • United States

601 S. Figueroa Street Suite 100, Los Angeles, CA 90017 • United States

13920 City Center Drive Unit 4000, Chino Hills, CA 91709 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

2029 Cenury Park E Ste 800, Los Angeles, CA 90067 • United States

Chino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 08/2018 09/2021
Jpmorgan Chase Bank, N.A. Los Angeles CA 07/2016 09/2021
True North 61 Inc Los Angeles CA 09/2019 Present
Wells Fargo Clearing Services, Llc South Pasadena CA 10/2021 02/2022
Wells Fargo Bank, Na South Pasadena CA 09/2021 02/2022
Comerica Securities, Inc. Los Angeles CA 03/2022 11/2023
Ameriprise Financial Services, Llc Los Angeles CA 11/2023 Present
Fifth Third Securities City Of Industry CA 07/2026 Present
  • 08/2018 → 09/2021
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 07/2016 → 09/2021
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 09/2019 → Present
    True North 61 Inc
    Los Angeles, CA
  • 10/2021 → 02/2022
    South Pasadena, CA
  • 09/2021 → 02/2022
    Wells Fargo Bank, Na
    South Pasadena, CA
  • 03/2022 → 11/2023
    Comerica Securities, Inc.
    Los Angeles, CA
  • 11/2023 → Present
    Los Angeles, CA
  • 07/2026 → Present
    Fifth Third Securities
    City Of Industry, CA
Previous Registrations
Other Businesses

Business Ownership; True North 61 Inc; Co-owner; Part owner of my wife's hair salon; 1870 Harbor Blvd, 2nd Floor, Costa Mesa, CA, 91733; Not Investment-Related; 09/01/2019; 0 hours per month; 0 during trading hours. Outside Employment; Comerica; Employee; services clients for investment needs; Manage advisory business; 2029 Century Park East, Suite 800, Los Angeles, CA, 90067; Investment-Related; 11/06/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Financial Oxygen/Maestro; FO2 is a cash management platform for corporate and institutional clients; 2029 Century Park East, Suite 800, Los Angeles, CA, 90067; Investment-Related; 11/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-12
S63 Uniform Securities Agent State Law Examination 2018-12-10
  • S66 Uniform Combined State Law Examination
    2022-01-12
  • S63 Uniform Securities Agent State Law Examination
    2018-12-10
Other Names
  • Rahul Rafi Karugapadam
  • Rahul Arcadia Karugapadam
  • Rahul A Karugapadam
  • Rahul Alfar

View on SEC IAPD

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