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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-09 |
Branch Locations
13200 Crossroads Parkway Suite 100, City Of Industry, CA 91746 • United States
11355 South Street, Cerritos, CA 90703 • United States
601 S. Figueroa Street Suite 100, Los Angeles, CA 90017 • United States
13920 City Center Drive Unit 4000, Chino Hills, CA 91709 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
2029 Cenury Park E Ste 800, Los Angeles, CA 90067 • United States
Chino, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 08/2018 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 07/2016 | 09/2021 |
| True North 61 Inc | Los Angeles | CA | 09/2019 | Present |
| Wells Fargo Clearing Services, Llc | South Pasadena | CA | 10/2021 | 02/2022 |
| Wells Fargo Bank, Na | South Pasadena | CA | 09/2021 | 02/2022 |
| Comerica Securities, Inc. | Los Angeles | CA | 03/2022 | 11/2023 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 11/2023 | Present |
| Fifth Third Securities | City Of Industry | CA | 07/2026 | Present |
Business Ownership; True North 61 Inc; Co-owner; Part owner of my wife's hair salon; 1870 Harbor Blvd, 2nd Floor, Costa Mesa, CA, 91733; Not Investment-Related; 09/01/2019; 0 hours per month; 0 during trading hours. Outside Employment; Comerica; Employee; services clients for investment needs; Manage advisory business; 2029 Century Park East, Suite 800, Los Angeles, CA, 90067; Investment-Related; 11/06/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Financial Oxygen/Maestro; FO2 is a cash management platform for corporate and institutional clients; 2029 Century Park East, Suite 800, Los Angeles, CA, 90067; Investment-Related; 11/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-10 |
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