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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-18
MN RA APPROVED 2019-01-09
  • TX RA
    APPROVED_RES
    Since 2021-08-18
  • MN RA
    APPROVED
    Since 2019-01-09

Branch Locations

8300 Norman Center Dr Ste 170, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bloomington MN 08/2018 09/2018
Takeda Pharmaceuticals Deerfield IL 08/2015 07/2018
Us Navy Reserve Minneapolis MN 02/2010 Present
Raymond James Financial Services, Inc. Bloomington MN 09/2018 01/2019
Raymond James Financial Services Advisors Inc. Bloomington MN 01/2019 Present
Raymond James Financial Services, Inc. Bloomington MN 01/2019 Present
  • 08/2018 → 09/2018
    Raymond James Financial Services, Inc.
    Bloomington, MN
  • 08/2015 → 07/2018
    Takeda Pharmaceuticals
    Deerfield, IL
  • 02/2010 → Present
    Us Navy Reserve
    Minneapolis, MN
  • 09/2018 → 01/2019
    Raymond James Financial Services, Inc.
    Bloomington, MN
  • 01/2019 → Present
    Bloomington, MN
  • 01/2019 → Present
    Raymond James Financial Services, Inc.
    Bloomington, MN
Other Businesses

(1) Name of Business: McNellis & Asato, Ltd. Address: 8300 Norman Center Drive, Suite 170, Bloomington, MN, 55437, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 11/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Advisor - RJFS \nVice President - M&A (2) Name of Business: Nankuru Naisa Holdings, LLC Address: 6925 Mark Terrace Drive, Edina, MN, 55439, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 07/09/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Overseeing a house that will be used for possibly AirBnB for my parent's trust, which owns the LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-04
  • S66 Uniform Combined State Law Examination
    2019-01-04
Designations
Other Names
  • Yoshi Asato

View on SEC IAPD

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