Kathy L Pullam

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-16
IL	RA	APPROVED	2018-11-05

TX RA
APPROVED

Since 2025-04-16
IL RA
APPROVED

Since 2018-11-05

Branch Locations

3030 4Th Street Suite A, Peru, IL 61354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2018	Present
Heartland Bank And Trust	Bloomington	IL	01/2013	08/2018

09/2018 → Present

Edward Jones

St Louis, MO
01/2013 → 08/2018

Heartland Bank And Trust

Bloomington, IL

Other Businesses

CTA LLC, d/b/a Obees Sub Shoppe Type of business: Sub shop Spring Valley, IL Start date: 11/1/2003 Owner's bookkeeper Hours per week: 2 Hours during trading: 0 Bookkeeping and bill-paying.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-11-02

S66 Uniform Combined State Law Examination

2018-11-02

Designations

Other Names

Kathy Lynn Pullam

View on SEC IAPD