Best Investors Account Sign in

Steven Duchaine

Stephens

Austin, TX

Little Rock, AR

Claim This Profile
Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-08
  • TX RA
    APPROVED
    Since 2025-04-08

Branch Locations

Austin, TX • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seattle Seahawks Renton WA 07/2015 02/2020
Pacific Capital Resource Group Bellevue WA 06/2018 08/2018
Chempoint Bellevue WA 10/2019 03/2021
Alliancebernstein Seattle WA 05/2021 07/2023
Student Seattle WA 09/2010 06/2019
Stephens Inc. Austin TX 10/2023 Present
  • 07/2015 → 02/2020
    Seattle Seahawks
    Renton, WA
  • 06/2018 → 08/2018
    Pacific Capital Resource Group
    Bellevue, WA
  • 10/2019 → 03/2021
    Chempoint
    Bellevue, WA
  • 05/2021 → 07/2023
    Alliancebernstein
    Seattle, WA
  • 09/2010 → 06/2019
    Student
    Seattle, WA
  • 10/2023 → Present
    Stephens Inc.
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-07
S63 Uniform Securities Agent State Law Examination 2021-10-29
  • S65 Uniform Investment Adviser Law Examination
    2025-04-07
  • S63 Uniform Securities Agent State Law Examination
    2021-10-29

View on SEC IAPD

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor