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6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2018 | 05/2020 |
| Fifth Third Bank | Lawrenceburg | IN | 01/2017 | 08/2018 |
| United Community Bank | Lawrenceburg | IN | 09/2015 | 01/2017 |
| Fidelity Brokerage Services Llc | Covington | KY | 05/2020 | 06/2024 |
| City Of Rising Sun | Rising Sun | IN | 01/2016 | 12/2019 |
| Transamerica Investors Securities Corporation | Versailles | IN | 07/2024 | Present |
| Transamerica Life Insurance Company | Versailles | IN | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-20 |
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