Christy Allison Lederer

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-11
FL	RA	APPROVED	2022-05-16
TN	RA	APPROVED	2022-05-16
MI	RA	APPROVED	2022-05-06

TX RA
APPROVED

Since 2022-07-11
FL RA
APPROVED

Since 2022-05-16
TN RA
APPROVED

Since 2022-05-16
MI RA
APPROVED

Since 2022-05-06

Branch Locations

Knoxville, TN • United States

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regions Bank	Knoxville	TN	10/2013	05/2022
Cetera Investment Services Llc	Saint Cloud	MN	06/2021	05/2022
Cetera Investment Advisers	Knoxville	TN	03/2022	05/2022
Ubs Financial Services Inc.	Knoxville	TN	05/2022	Present

10/2013 → 05/2022

Regions Bank

Knoxville, TN
06/2021 → 05/2022

Cetera Investment Services Llc

Saint Cloud, MN
03/2022 → 05/2022

Cetera Investment Advisers

Knoxville, TN
05/2022 → Present

Ubs Financial Services Inc.

Knoxville, TN

Previous Registrations

2022-04-06 → 2022-05-13

Cetera Investment Advisers Llc

Knoxville, TN

Other Businesses

WEBB SCHOOL OF KNOXVILLE - PRESIDENT OF THE ALUMNI ASSOCIATION AND BOARD MEMBER / 9800 Webb School DriveKnoxvilleTennessee37923 / President of the Alumni Association and Board Member / I attend Board meetings (4 per year) and also lead the alumni association meetings (4 per year). I will be on the board until May 2024. / Member of Board of directors / 9/3/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-25

S66 Uniform Combined State Law Examination

2022-03-25

Other Names

Christy Allison Lacy
Allison Lacy Lederer
Christy Allison Lederer
Christy Allison Lacy Lederer

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