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Charlotte, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-17 |
| NC | RA | APPROVED | 2025-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2018 | 10/2024 |
| Broad River Retail | Charlotte | NC | 03/2018 | 09/2018 |
| Raymour & Flanigan | Brooklyn | NY | 08/2015 | 03/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2024 | 07/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | 07/2025 |
| Dream Life Wealth Management, Llc | Charlotte | NC | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-31 |
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