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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-14
NY RA APPROVED 2024-07-02
PA RA APPROVED 2023-10-30
  • NJ RA
    APPROVED
    Since 2026-08-14
  • NY RA
    APPROVED
    Since 2024-07-02
  • PA RA
    APPROVED
    Since 2023-10-30

Branch Locations

Hoboken, NJ • United States

4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2018 07/2019
The Pennsylvania State University State College PA 08/2014 05/2018
Jcc Camp By The Sea Margate City NJ 06/2013 08/2018
Ser Builders & Associates Huntingdon Valley PA 01/2014 08/2018
Montgomery County Democratic Committee Norristown PA 06/2017 08/2017
Massmutual Bala Cynwyd PA 07/2019 Present
Mml Investors Services Bala Cynwyd PA 09/2019 Present
  • 08/2018 → 07/2019
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2014 → 05/2018
    The Pennsylvania State University
    State College, PA
  • 06/2013 → 08/2018
    Jcc Camp By The Sea
    Margate City, NJ
  • 01/2014 → 08/2018
    Ser Builders & Associates
    Huntingdon Valley, PA
  • 06/2017 → 08/2017
    Montgomery County Democratic Committee
    Norristown, PA
  • 07/2019 → Present
    Massmutual
    Bala Cynwyd, PA
  • 09/2019 → Present
    Mml Investors Services
    Bala Cynwyd, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-10-17
  • S63 Uniform Securities Agent State Law Examination
    2018-10-17
Designations

View on SEC IAPD

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