Chuong Ha

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-08-08

CA RA
APPROVED

Since 2018-08-08

Branch Locations

2099 Gold Street, Alviso, CA 95002-2028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Alviso	CA	08/2018	Present
World Financial Group, Inc.	Alviso	CA	05/2015	Present
Retired	Sunnyvale	CA	06/1985	01/2018
Net Law	Louisville	KY	10/2018	09/2019
World System Builders (Wsb)	Alviso	CA	05/2015	Present

08/2018 → Present

Transamerica Financial Advisors, Inc

Alviso, CA
05/2015 → Present

World Financial Group, Inc.

Alviso, CA
06/1985 → 01/2018

Retired

Sunnyvale, CA
10/2018 → 09/2019

Net Law

Louisville, KY
05/2015 → Present

World System Builders (Wsb)

Alviso, CA

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WSB is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC. World System Builders (WSB) | 05/2015 | investment related | marketing | approved co-brand company through WFGIA | Alviso, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-10-31
S65	Uniform Investment Adviser Law Examination	2018-05-03

S63 Uniform Securities Agent State Law Examination

2018-10-31
S65 Uniform Investment Adviser Law Examination

2018-05-03