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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-04 |
Branch Locations
401 W 4Th Street Suite 3100, Austin, TX 78701 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Austin | TX | 08/2018 | Present |
| Extended Travel | Austin | TX | 06/2018 | 07/2018 |
| Mckool Smith, Pc | Austin | TX | 01/2015 | 05/2018 |
1) Name of business: Mazarine Properties LLC Investment Related?: Yes, in that the company pertains to real estate that is held for personal investment Address of business: 91 Rainey St #522 Austin, TX 78701 Nature of business: the company holds real estate for personal investment purposes Position: Sole managing member Start date of relationship: 7/26/2013 Approximate hours/month devoted to business: 2 hours devoted to business during trading hours: 0 Duties relating to business: manage all aspects of business including purchasing and maintaining real estate Salary: None 2) Name of business: Mindaro Properties LLC Investment Related?: Yes, in that the company pertains to real estate that is held for personal investment Address of business: 91 Rainey St #522 Austin, TX 78701 Nature of business: the company holds real estate for personal investment purposes Position: Sole managing member Start date of relationship: 1/6/2017 Approximate hours/month devoted to business: 2 hours devoted to business during trading hours: 0 Duties relating to business: manage all aspects of business including purchasing and maintaining real estate Salary: None 3) Name of business: MBR Innovations LLC Investment Related?: No Address of business: 91 Rainey St #522 Austin, TX 78701 Nature of business: the company exists to hold inventions and patents Position: Sole managing member Start date of relationship: 7/26/2018 Approximate hours/month devoted to business: 2 hours devoted to business during trading hours: 0 Duties relating to business: manage all aspects of business including inventing and managing patents Salary: None 4) NAME OF OTHER BUSINESS:Mauve Investments LLC / INVESTMENT RELATED?: Yes / ADDRESS:12302 Toluca Dr Austin TX 78748 US/ NATURE OF THE BUSINESS: LLC created for personal estate planning purposes that holds investments/ POSITION:Manager of the LLC/ DUTIES:I am the manager of an LLC created for personal estate planning purposes that holds investments. I file necessary paperwork for the entity./ START DATE:11/13/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-04 |
| S65 | Uniform Investment Adviser Law Examination | 2014-09-30 |
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