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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-01
  • GA RA
    APPROVED
    Since 2019-10-01

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 08/2018 01/2019
Vanderbilt University Nashville TN 08/2014 05/2018
Veritude Boston MA 05/2017 07/2017
Vanderbilt University Nashville TN 08/2017 03/2018
Ubs Financial Services Inc Atlanta GA 02/2019 Present
  • 08/2018 → 01/2019
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 08/2014 → 05/2018
    Vanderbilt University
    Nashville, TN
  • 05/2017 → 07/2017
    Veritude
    Boston, MA
  • 08/2017 → 03/2018
    Vanderbilt University
    Nashville, TN
  • 02/2019 → Present
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
S63 Uniform Securities Agent State Law Examination 2018-09-26
  • S66 Uniform Combined State Law Examination
    2019-09-27
  • S63 Uniform Securities Agent State Law Examination
    2018-09-26
Other Names
  • Molly Grace Mccormick
  • Molly Mccormick

View on SEC IAPD

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