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7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-07-19 |
| TX | RA | APPROVED | 2022-11-29 |
Branch Locations
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Retina | Yonkers | NY | 04/2006 | 08/2018 |
| Westchester Surgical Specialist | Yonkers | NY | 07/2013 | 02/2018 |
| Lifeline Vascular Access | Yonkers | NY | 07/2013 | 02/2018 |
| New York Life Insurance Co | New York | NY | 08/2018 | 06/2022 |
| Nylife Securities Llc | New York | NY | 10/2018 | 06/2022 |
| The Leaders Group Inc | Littleton | CO | 06/2022 | 12/2023 |
| Forefront Insurance Partners | Austin | TX | 06/2022 | Present |
| Forefront | Austin | TX | 11/2022 | Present |
| Calton & Associates Inc. | Tampa | FL | 01/2024 | Present |
1.) FOREFRONT INSURANCE PARTNERS - 6/2/2022 - 7500 Rialto Blvd, Bldg 1, Suite 250, Austin, TX 78735 - Admin Manager, Help get quotes for advisors/help with admin for applications, Not Invt Rel, Insurance business, 30 hrs/mo; 0 hrs/mo (during trading hours). 2.) INVESTMENT ADVISORY REPRESENTATIVE (FOREFRONT IAR) - 11/29/2022 - 7500 Rialto Blvd, Bldg 1, Suite 250, Austin TX 78735 - Investment advisor representative, Offers investment advisory services to clients, Invt Rel, Advisory business, 80 hrs/mo; 60 hrs/mo (during trading hours). 3.) YOUR DIVORCE MADE SIMPLE - Start Date: 03/01/2022; Duties: work with individuals or couples who are going through a divorce come up with an agreement on a division of assets, document client meeting notes, and help with client admin tasks. 4.) Rental Property Owner at 237 Edwards Place Yonkers, NY 10703, non-investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-24 |
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