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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2022-01-05
  • AK RA
    APPROVED
    Since 2022-01-05

Branch Locations

3000 A Street, Suite 100, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anchorage AK 08/2018 04/2021
Little Italy Restaurant Anchorage AK 02/2020 11/2020
University Of Alaska Anchroage Anchorage AK 08/2014 04/2021
Keybank Anchorage AK 05/2016 07/2018
Little Italy Restaurant Anchorage AK 05/2014 07/2018
Ubs Financial Services, Inc. Anchorage AK 04/2021 Present
Little Italy Restaurant Anchorage AK 02/2021 Present
  • 08/2018 → 04/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Anchorage, AK
  • 02/2020 → 11/2020
    Little Italy Restaurant
    Anchorage, AK
  • 08/2014 → 04/2021
    University Of Alaska Anchroage
    Anchorage, AK
  • 05/2016 → 07/2018
    Keybank
    Anchorage, AK
  • 05/2014 → 07/2018
    Little Italy Restaurant
    Anchorage, AK
  • 04/2021 → Present
    Anchorage, AK
  • 02/2021 → Present
    Little Italy Restaurant
    Anchorage, AK
Other Businesses

the name of the other business; Little Italy Restauant whether the business is investment-related; Not investment related the address of the other business; 2300 E 88th Ave, Anchorage AK 99503 the nature of the other business; Hospitality/Food service your position; Server title, or relationship with the other business; on-call/part-time employee the start date of your relationship; 02/14/2021 the approximate number of hours/month you devote to the other business; 0-10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business: Serving/bartending/cooking as needed when full-time regular staff are unavailable/on vacation

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-16
  • S66 Uniform Combined State Law Examination
    2021-10-16

View on SEC IAPD

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