Stephen Mark Roegge

Current Employers

Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-12-06

GA RA
APPROVED

Since 2021-12-06

Branch Locations

3630 Peachtree Road, Ne Suite 300, Atlanta, GA 30326 • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sage Mountain Advisors	Atlanta	GA	09/2018	11/2021
Cladding & Component Solutions	Cumming	GA	01/2018	09/2018
C2 Education	John's Creek	GA	04/2016	01/2018
Creative Planning, Llc	Atlanta	GA	11/2021	Present

09/2018 → 11/2021

Sage Mountain Advisors

Atlanta, GA
01/2018 → 09/2018

Cladding & Component Solutions

Cumming, GA
04/2016 → 01/2018

C2 Education

John's Creek, GA
11/2021 → Present

Creative Planning, Llc

Atlanta, GA

Previous Registrations

2018-11-27 → 2021-11-03

Sage Mountain Advisors, Llc

Atlanta, GA

Other Businesses

1. Cladding and Component Solutions; investment related; 2705 Northgate Ct, Cumming, GA 30041; manufactures, fabricates and installs composite metal panel systems, sunshades, canopies, engineered brand walls, towers and portals; financial analyst; start date of relationship was 2010; 4 hours per month;0 during trading hours; financial analyst for family business. 2. Rental Property; Atlanta, GA; Not investment related; Owner; 7/1/2022; 2hrs/month/0 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-21

S65 Uniform Investment Adviser Law Examination

2018-11-21

Designations

Other Names

Stephen Roegge
Stephen Mark Roegge

View on SEC IAPD