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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-12-11 |
Branch Locations
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
1000 De La Gauchetiere West Suite 2600, Montreal H3B 4W5 • Canada
Cote Saint Luc, Qc • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James (Usa) Ltd. | Montreal, Quebec | 08/2018 | Present | |
| Raymond James Ltd. | Montreal, Quebec | 10/2016 | Present | |
| Macdougall Macdougall & Mactier Inc. | Montreal, Quebec | 08/1991 | 09/2016 |
1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. ERIC RAPPAPORT IS LOCATED AT 1000 DE LA GAUCHETIERE OUEST, MONTREAL QUEBEC AND HAS BEEN EMPLOYED SINCE OCTOBER 1, 2016.HE IS A FULL TIME EMPLOYEE/AGENT AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT 2)Raymond James Financial Planning Ltd. is not investment-related and is located at 1000 de la gauchetiere oust, Suite 2600, Montreal QC, H3B 4W5, Canada. The nature of this business is tax preparation work. The start date of this business is January 1, 2019. This is part time work for me during March and April each year. As a fully licensed CPA since 1985, I prepare tax returns for my investment clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-11 |
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