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Steven Michal Summerhays

Ubs Financial Services Inc.

Los Angeles, CA

Alliancebernstein L.P.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-31
TX RA APPROVED 2026-08-28
  • CA RA
    APPROVED
    Since 2026-08-31
  • TX RA
    APPROVED
    Since 2026-08-28

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-10
NY RA APPROVED 2023-05-30
CA RA APPROVED 2021-09-01
  • TX RA
    APPROVED_RES
    Since 2023-10-10
  • NY RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2021-09-01

Branch Locations

1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Coast Hockey League Fort Wayne IN 04/2014 06/2018
Sanford C. Bernstein & Co., Llc Beverly Hills CA 06/2018 08/2026
Ubs Financial Services Inc. Los Angeles CA 08/2026 Present
  • 04/2014 → 06/2018
    East Coast Hockey League
    Fort Wayne, IN
  • 06/2018 → 08/2026
    Sanford C. Bernstein & Co., Llc
    Beverly Hills, CA
  • 08/2026 → Present
    Ubs Financial Services Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-01
S63 Uniform Securities Agent State Law Examination 2018-11-08
  • S66 Uniform Combined State Law Examination
    2021-09-01
  • S63 Uniform Securities Agent State Law Examination
    2018-11-08
Other Names
  • Steven Michael Summerhays

View on SEC IAPD

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