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Hammond, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| IN | RA | APPROVED | 2021-09-30 |
| TX | RA | APPROVED_RES | 2021-08-16 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| P/E Capital Investment Management Partners | Chicago | IL | 08/2014 | 03/2026 |
| P/E Capital Investment Management Partners | Hammond | IN | 03/2026 | Present |
P/E Capital Investment Management Partners Senior Partner / Principal A State Registered Investment Advisory firm in Indiana, California and Texas 2840 Janet PL, Hammond, IN, 46323-1135 Start date: 03/2026 Approximate number of hours/month you devote to the other business: 5 hours per week / 20 hours a month Describe your duties relating to the other business: Creates portfolio designs and approves trading parameters
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-31 |
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