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Joseph Francis Sciaccotta

Great Lakes Advisors, LLC

Chicago, IL

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Current Employers
Great Lakes Advisors, Llc

231 S. Lasalle Street 4Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-09
  • IL RA
    APPROVED
    Since 2026-01-09

Branch Locations

231 S. Lasalle Street 4Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcadam Llc Chicago IL 05/2018 08/2019
University Of Iowa Iowa City IA 08/2014 06/2018
Lake Forest Bank And Trust Lake Forest IL 05/2017 08/2017
Unemployed Chicago IL 09/2019 11/2019
Great Lakes Advisors Llc Chicago IL 12/2019 01/2025
Lpl Financial Llc Chicago IL 01/2025 Present
  • 05/2018 → 08/2019
    Chicago, IL
  • 08/2014 → 06/2018
    University Of Iowa
    Iowa City, IA
  • 05/2017 → 08/2017
    Lake Forest Bank And Trust
    Lake Forest, IL
  • 09/2019 → 11/2019
    Unemployed
    Chicago, IL
  • 12/2019 → 01/2025
    Chicago, IL
  • 01/2025 → Present
    Chicago, IL
Previous Registrations
  • 2025-01-23 → 2026-06-24
    Chicago, IL
    Fort Mill, SC
  • 2019-12-18 → 2025-12-31
    Chicago, IL
  • 2019-12-18 → 2025-01-23
    Wintrust Investments Llc
    Chicago, IL
  • 2018-08-01 → 2019-08-20
    Chicago, IL
    Radnor, PA
    Chicago, IL
Other Businesses

02/24/2025 - Wintrust Insurance Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:01/01/2024 - 20 hours per month/ 20 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-10-19
S65 Uniform Investment Adviser Law Examination 2018-07-28
  • S63 Uniform Securities Agent State Law Examination
    2020-10-19
  • S65 Uniform Investment Adviser Law Examination
    2018-07-28
Other Names
  • Joseph Sciaccotta

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