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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Humble | TX | 05/2008 | 08/2020 |
| Jpmorgan Securities Llc | Humble | TX | 05/2015 | 08/2020 |
| Amazon Fulfillment Center | Humble | TX | 09/2016 | 05/2017 |
| Farmers | Houston | TX | 09/2020 | 02/2022 |
| Farmers Financial Solutions | Houston | TX | 10/2020 | 02/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 03/2022 | 07/2024 |
| Frost Bank | Kingwood | TX | 09/2024 | 08/2026 |
| Fifth Third Securities | Humble | TX | 08/2026 | Present |
| Fifth Third Bank | Humble | TX | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-05 |
| S66 | Uniform Combined State Law Examination | 2005-05-10 |
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