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Harrison Hunter

Ubs Financial Services Inc.

Los Angeles, CA

Salt Lake City, UT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-21
UT RA APPROVED 2022-11-21
  • CA RA
    APPROVED
    Since 2022-11-21
  • UT RA
    APPROVED
    Since 2022-11-21

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 04/2020 10/2021
Morgan Stanley South Jordan UT 10/2019 04/2020
Solomon Page South Jordan UT 08/2018 10/2019
Towne Park Salt Lake City UT 07/2017 07/2018
University Of Utah Salt Lake City UT 08/2013 08/2018
Wells Fargo Salt Lake City UT 12/2021 03/2022
Ubs Financial Services Inc Los Angeles CA 11/2022 Present
Unemployed Salt Lake City UT 03/2022 11/2022
  • 04/2020 → 10/2021
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 10/2019 → 04/2020
    Morgan Stanley
    South Jordan, UT
  • 08/2018 → 10/2019
    Solomon Page
    South Jordan, UT
  • 07/2017 → 07/2018
    Towne Park
    Salt Lake City, UT
  • 08/2013 → 08/2018
    University Of Utah
    Salt Lake City, UT
  • 12/2021 → 03/2022
    Wells Fargo
    Salt Lake City, UT
  • 11/2022 → Present
    Ubs Financial Services Inc
    Los Angeles, CA
  • 03/2022 → 11/2022
    Unemployed
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-20
S63 Uniform Securities Agent State Law Examination 2020-11-10
  • S65 Uniform Investment Adviser Law Examination
    2022-05-20
  • S63 Uniform Securities Agent State Law Examination
    2020-11-10
Other Names
  • Harrison Brown Hunter
  • Harrison Hunter

View on SEC IAPD

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