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Jose Noriega

Hsbc Securities (Usa) Inc.

New York, NY

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-04-14
DC RA APPROVED 2026-03-02
AK RA APPROVED 2026-02-27
MT RA APPROVED 2026-02-27
NM RA APPROVED 2026-02-25
NC RA APPROVED 2026-02-25
ND RA APPROVED 2026-02-25
GA RA APPROVED 2026-02-23
AL RA APPROVED 2026-02-20
DE RA APPROVED 2026-02-20
IA RA APPROVED 2026-02-20
KS RA APPROVED 2026-02-20
LA RA APPROVED 2026-02-20
ME RA APPROVED 2026-02-20
MD RA APPROVED 2026-02-20
MN RA APPROVED 2026-02-20
NE RA APPROVED 2026-02-20
TX RA APPROVED 2026-02-20
UT RA APPROVED 2026-02-20
VI RA APPROVED 2026-02-20
NY RA APPROVED 2026-01-08
  • PR RA
    APPROVED
    Since 2026-04-14
  • DC RA
    APPROVED
    Since 2026-03-02
  • AK RA
    APPROVED
    Since 2026-02-27
  • MT RA
    APPROVED
    Since 2026-02-27
  • NM RA
    APPROVED
    Since 2026-02-25
  • NC RA
    APPROVED
    Since 2026-02-25
  • ND RA
    APPROVED
    Since 2026-02-25
  • GA RA
    APPROVED
    Since 2026-02-23
  • AL RA
    APPROVED
    Since 2026-02-20
  • DE RA
    APPROVED
    Since 2026-02-20
  • IA RA
    APPROVED
    Since 2026-02-20
  • KS RA
    APPROVED
    Since 2026-02-20
  • LA RA
    APPROVED
    Since 2026-02-20
  • ME RA
    APPROVED
    Since 2026-02-20
  • MD RA
    APPROVED
    Since 2026-02-20
  • MN RA
    APPROVED
    Since 2026-02-20
  • NE RA
    APPROVED
    Since 2026-02-20
  • TX RA
    APPROVED
    Since 2026-02-20
  • UT RA
    APPROVED
    Since 2026-02-20
  • VI RA
    APPROVED
    Since 2026-02-20
  • NY RA
    APPROVED
    Since 2026-01-08

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Arizona University Flagstaff AZ 08/2014 08/2018
Vanguard Marketing Corporation Scottsdale AZ 08/2018 01/2019
Jpmorgan Securities Llc Scottsdale AZ 01/2019 03/2021
Jpmorgan Chase Bank Na Miami FL 03/2023 05/2025
Jpmorgan Securities Llc Miami FL 09/2023 05/2025
Rocket Mortgage Miami Beach FL 01/2022 06/2022
Unemployed Avondale AZ 04/2021 07/2021
Georgetown University Miami Beach FL 08/2021 03/2023
Jpmorgan Chase Bank Na Scottsdale AZ 01/2019 03/2021
Unemployed New York NY 05/2025 11/2025
Hsbc Securities (Usa) Inc. New York NY 11/2025 Present
Hsbc Bank Usa, N.A. New York NY 11/2025 Present
  • 08/2014 → 08/2018
    Northern Arizona University
    Flagstaff, AZ
  • 08/2018 → 01/2019
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 01/2019 → 03/2021
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 03/2023 → 05/2025
    Jpmorgan Chase Bank Na
    Miami, FL
  • 09/2023 → 05/2025
    Jpmorgan Securities Llc
    Miami, FL
  • 01/2022 → 06/2022
    Rocket Mortgage
    Miami Beach, FL
  • 04/2021 → 07/2021
    Unemployed
    Avondale, AZ
  • 08/2021 → 03/2023
    Georgetown University
    Miami Beach, FL
  • 01/2019 → 03/2021
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 05/2025 → 11/2025
    Unemployed
    New York, NY
  • 11/2025 → Present
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 11/2025 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-31
S63 Uniform Securities Agent State Law Examination 2018-10-15
  • S66 Uniform Combined State Law Examination
    2023-10-31
  • S63 Uniform Securities Agent State Law Examination
    2018-10-15
Other Names
  • Jose Armando Noriega
  • Jose Noriega
  • Josearmando Noriega
  • Jose A. Noriega

View on SEC IAPD

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