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Melissa Lou Shapiro

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake Village, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-25
CA RA APPROVED 2021-02-10
  • TX RA
    APPROVED
    Since 2021-02-25
  • CA RA
    APPROVED
    Since 2021-02-10

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gilt City Los Angeles CA 03/2017 01/2018
Robert Half Los Angeles CA 07/2016 12/2016
Morgan Stanley Westlake Village CA 07/2018 02/2021
Unemployed N/A CA 02/2018 06/2018
Morgan Stanley Private Bank, N.A. New York NY 01/2019 02/2021
Merrill Lync, Pierce, Fenner & Smith Incorporated Beverly Hills CA 02/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2019 02/2021
  • 03/2017 → 01/2018
    Gilt City
    Los Angeles, CA
  • 07/2016 → 12/2016
    Robert Half
    Los Angeles, CA
  • 07/2018 → 02/2021
    Morgan Stanley
    Westlake Village, CA
  • 02/2018 → 06/2018
    Unemployed
    N/A, CA
  • 01/2019 → 02/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2021 → Present
    Merrill Lync, Pierce, Fenner & Smith Incorporated
    Beverly Hills, CA
  • 01/2019 → 02/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-12
  • S66 Uniform Combined State Law Examination
    2018-10-12
Other Names
  • Melissa L Garapedian

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA
CARMANDALIAN FINANCIAL GROUP, LLC · WESTLAKE VILLAGE, CA

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